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Head of Compliance

Join a leading fintech company that’s democratizing real estate investing for all.

Fintor was founded with a simple idea: real estate investing markets should be accessible to all, not just the wealthy. Fintor is a mobile app to buy and sell fractional shares in real estate properties with as little as $5 per share within a few taps. We enable everyone to have access, liquidity, and clarity to the real estate markets that have traditionally been available to a selected few. Just as we focus on our customers, we also strive to create an inclusive environment where our employees can thrive and do impactful work.  You will be joining as one of the first employees at a fast growing startup backed by some of the most recognizable investors including 500 Startups, Graphene Ventures, Hustle Fund, celebrities like Manny Khoshbin, and more. We share the same investor as Robinhood, Lyft, Facebook, Snapchat, Udemy, Canva, Venmo and many more unicorns.  

About the role

We are looking to hire a seasoned general counsel who has experience advising companies in a spectrum of legal matters. Preferred areas of experience include commercial contracts, equity financings, SEC reporting and compliance, real estate transactions, privacy/data security, IP, and corporate governance. You will work closely with lane leads across the company, advising on legal risks, business strategies and other compliance issues related to our core business. This is a great opportunity for someone who thrives with autonomy and ambiguity, and has a passion for making real estate investing accessible to everyone. Fintor is a fast growing start-up, which means that this role will be dynamic in nature. Flexibility, drive and resourcefulness are critical for success. We are looking for a self-starter who thrives under pressure, enjoys a fast-paced work environment. This position reports directly to the Co-Founder and CEO.  

In this role you will be:

  • Advise on legal risks, business strategies, and compliance issues related to Fintor’s core business
  • Help build the necessary tools, systems and processes to support Fintor’s growth
  • Work closely with the executive team to assist in the preparation of SEC offering documents and report filing
  • Assist with various state filings
  • Help draft and review a variety of intricate commercial contracts
  • Advise on debt and equity transactions
  • Research potential future legal issues that could impact Fintor, and develop counter-strategies
  • Ensure legal compliance on all financial and regulatory functions
  • and maintain clean, tested, and well-documented code.

We are looking for:

  • Admitted to practice in California or the ability to register as In-House Counsel in California
  • 5+ years relevant SEC reporting, securities law and compliance, and general corporate law experience
  • 3+ years experience in financial regulatory compliance, preferably in fintech/banking
  • Experience building and implementing compliance programs and interacting with financial regulators
  • Familiarity with KYC and AML 
  • Strong written and verbal communication skills, including preparing & presenting decks to executive leadership as well as Board of Directors
  • Willingness to work hard and get your hands dirty at a fast-growing startup
  • Desire to do what it takes to help Fintor succeed

    Benefits:

    • An opportunity to join a fast-growing fintech startup that is changing the world of finance and real estate investing.
    • Competitive salary and meaningful equity.
    • We offer great health care plans and pay the full premium including medical, dental, and vision.
    • Generous PTO and sick leave.
    • Learn about every aspect of building a company by working directly with founders.
    • A seat at the table to share your ideas and make your voice heard.
    • Be part of a company with a real mission you can be proud of.

    Fintor is committed to fostering a fair, inclusive, and equal work environment. We strive to create a workplace that reflects the communities that we serve, where each team member is empowered to come to work as their true self. Diverse teams are more successful, which is why Fintor aims to be a leader in workplace equality and move both our company and the industry forward.  To apply, please use the following link or email your resume and cover letter to careers@fintor.com

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    Fintor, Inc does not recommend any securities. All investments involve risk and the past performance of a security or financial product does not guarantee future results or returns. Keep in mind that while diversification may help spread risk it does not assure a profit, or protect against loss, in a down market. There is always the potential of losing money when you invest in securities or other financial products. Investors should consider their investment objectives and risks carefully before investing. A more complete description of these risks is contained in our Fintor Assets, LLC offering circular, available here. Some factors, such as system response, liquidity, and account access times, are affected by external market factors. Investments in alternative assets are illiquid.

    The above content is provided for general informational purposes only. It is not intended to constitute investment advice or any other kind of professional advice and should not be relied upon as such. Before taking action based on any such information, we encourage you to consult with the appropriate professionals. We do not endorse any third parties referenced within the article. Market and economic views are subject to change without notice and may be untimely when presented here. Do not infer or assume that any securities, sectors or markets described in this article were or will be profitable. Past performance is no guarantee of future results. There is a possibility of loss. Historical or hypothetical performance results are presented for illustrative purposes only. Investors should be aware that system response, execution price, speed, liquidity, market data, and account access times are affected by many factors, including market volatility, size and type of order, market conditions, system performance, and other factors. These risks are to be assumed by the customer. For additional information on data provided within the App, please see our Data Disclosure.

    Nothing in this page should be considered an offer, solicitation of an offer, or advice to buy or sell securities or real estate. Any historical returns, expected returns or probability projections are hypothetical in nature and may not reflect actual future performance. Account holdings are for illustrative purposes only. The content in this page is for informational purposes only and does not constitute a complete description of Fintor’s investment services. Certain investments are not suitable for or might not be available to all Fintor users. Visit Fintor.com for more information. We are not a cryptocurrency app, all monetary values are in U.S dollars and available only to U.S. investors.

    Primary offering securities are offered through Dalmore Group, LLC, Member FINRA/SIPC. All secondary securities transactions are affected by and through Templum Markets LLC, Member FINRA / SIPC and SEC-registered broker-dealer approved to operate an Alternative Trading System. The offer and sale of securities is being facilitated by an unaffiliated third-party registered broker-deale (member FINRA/SIPC) only in U.S. states where such broker-dealer is registered. Neither Fintor Assets nor any third-party broker-dealer provides any investment advice or make any investment recommendations to any persons, ever, and no communication through the Company website or in any other medium should be construed as such. The communication and the subject matter contained within it, does not constitute a solicitation to purchase or an offer to sell any securities.

    Fintor Assets, LLC (“Fintor Assets”) are offering securities only through the use of Offering Circulars that are part of Offering Statements qualified by the Securities and Exchange Commission under Tier II of Regulation A. A copy of the Fintor Assets, LLC Offering Circular may be obtained HERE, in the “Legal” section of the Fintor App, or by requesting a copy by e-mailing hello@fintor.com. This communication and the Offering Circulars may contain forward-looking statements and information relating to, among other things, Fintor Assets, LLC, their business plans and strategies, and their respective market sectors. Fintor Assets, LLC actual results may differ materially from management’s current view of future events. Fintor Inc, Fintor Assets LLC  nor any other person or entity assumes responsibility for the accuracy and completeness of forward-looking statements, and is under no duty to update any such statements to conform them to actual results.

    “Share” or ”Stock” refers to interests in a series of Fintor Assets,, LLC. Any investment in securities contains a high degree of risk. The offer and sale of securities is being facilitated by a unaffiliated third-party registered broker-dealer (member FINRA/SIPC)  only in U.S. states where such broker-dealer is registered. This communication does not represent an offer to sell or buy securities. Fintor Assets, LLC nor any third-party broker-dealer provides any investment advice or make any investment recommendations to any persons, ever, and no communication through the fintor.com website or in any other medium should be construed as such. These investments are not bank deposits (and thus not insured by the FDIC or by any other federal governmental agency), are not guaranteed by Fintor Assets, LLC or any third-party broker-dealer and may lose value. Investors must be able to afford the loss of their entire investment. Comparable assets may be materially different from, or may not be of the same value or quality as, the assets acquired by any series of Fintor Assets, LLC. Further, an investment in a series of Fintor Assets, LLC is not an investment in the underlying asset. It is an investment in the series of Fintor Assets, LLC that owns the asset. The value of interests in a series of Fintor Assets, LLC may materially differ from the value of the underlying asset for many reasons, including market factors, fees charged by the asset manager, and restrictions on liquidity.  Investors should conduct their own due diligence, and are encouraged to consult with a financial advisor, attorney, accountant, and any other professional that can help you to understand and assess the risks associated with any investment opportunity. Please refer to the offering circular for full details and disclosures, including a subscription agreement should you choose to invest. Full details and disclaimers are available here.

     

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